SFC Licences of KEFFORD Daniel Luke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 10 July 2015 | 30 November 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 10 July 2015 | 30 November 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 July 2015 | 19 December 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 18 February 2014 | 08 April 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 February 2014 | 08 April 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 18 February 2014 | 08 April 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 February 2014 | 08 April 2015 |