SFC Licences of HSIAO Shen-Hung 蕭盛弘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 14 June 2023 | |
| Seiga Asset Management Limited | RE | 9 | 02 January 2019 | 21 December 2022 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 9 | 22 August 2016 | 29 September 2018 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 22 August 2016 | 29 September 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 25 February 2014 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 February 2014 | 01 April 2017 |