SFC Licences of WANG Yan 王妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | 9 | 23 November 2021 | |
| GL China Equity HK Management Limited | RO | 4 | 23 November 2021 | |
| GL China Equity HK Management Limited | RE | 9 | 31 August 2021 | 23 November 2021 |
| GL China Equity HK Management Limited | RE | 4 | 31 August 2021 | 23 November 2021 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 02 March 2015 | 25 April 2021 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 02 March 2015 | 25 April 2021 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 25 February 2014 | 13 October 2014 |