SFC Licences of WANG Haichen 王海琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
uSmart Securities Limited 盈立證券有限公司 | RE | 9 | 04 March 2020 | 30 September 2020 |
uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 04 March 2020 | 30 September 2020 |
uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 04 March 2020 | 30 September 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 11 March 2014 | 23 May 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 March 2014 | 23 May 2016 |