SFC Licences of DODGSON Ryan Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RE | 9 | 24 October 2017 | 10 June 2020 |
| Capstone Financial (HK) Limited | RE | 4 | 24 October 2017 | 10 June 2020 |
| Capstone Financial (HK) Limited | RE | 1 | 24 October 2017 | 17 April 2020 |
| St. James's Place (Hong Kong) Limited | RE | 9 | 10 June 2016 | 09 August 2017 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 10 June 2016 | 09 August 2017 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 10 June 2016 | 09 August 2017 |
| Capstone Financial (HK) Limited | RE | 9 | 05 March 2015 | 31 December 2015 |
| Capstone Financial (HK) Limited | RE | 1 | 05 March 2015 | 31 December 2015 |
| Capstone Financial (HK) Limited | RE | 4 | 30 April 2014 | 31 December 2015 |