SFC Licences of LAU Pui Yan 劉沛茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 18 March 2019 | 07 February 2022 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 12 October 2015 | 07 February 2022 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 16 April 2014 | 07 September 2015 |