SFC Licences of MERCIER Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | 4 | 22 May 2017 | |
| Brookfield Advisors (Hong Kong) Limited | RO | 1 | 22 May 2017 | |
| Brookfield Advisors (Hong Kong) Limited | RE | 4 | 06 March 2017 | 22 May 2017 |
| Brookfield Advisors (Hong Kong) Limited | RE | 1 | 06 March 2017 | 22 May 2017 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 4 | 15 September 2015 | 16 January 2017 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 1 | 15 September 2015 | 16 January 2017 |
| BFIN Private Advisors (Hong Kong) Limited | RE | 4 | 22 April 2014 | 15 September 2015 |
| BFIN Private Advisors (Hong Kong) Limited | RE | 1 | 22 April 2014 | 15 September 2015 |