SFC Licences of WONG Ka Sing 黃家昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | 6 | 02 March 2022 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RE | 1 | 28 December 2018 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RE | 6 | 28 December 2018 | 02 March 2022 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 29 January 2018 | 05 December 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 1, 4, 6 | 10 May 2017 | 27 December 2017 |
| Emperor Capital Limited 英皇融資有限公司 |
RE | 1 | 29 September 2014 | 01 April 2017 |
| Emperor Capital Limited 英皇融資有限公司 |
RE | 6 | 18 September 2014 | 01 April 2017 |
| TC Capital International Limited 天財資本國際有限公司 |
RE | 6 | 19 May 2014 | 01 September 2014 |