SFC Licences of CAO Lei 曹蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 | RO | 4 | 13 July 2023 | |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 | RO | 1 | 13 July 2023 | |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 23 June 2021 | 13 July 2023 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 1 | 10 June 2021 | 13 July 2023 |
| SC Lowy Financial (HK) Limited | RE | 1 | 25 October 2017 | 26 May 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 25 April 2014 | 28 July 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 April 2014 | 28 July 2017 |