SFC Licences of WONG Raymond Siu Kau 黃兆銶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RE | 9 | 02 November 2021 | 27 September 2023 |
| Legal & General Investment Management Asia Limited | RE | 2 | 02 November 2021 | 27 September 2023 |
| Legal & General Investment Management Asia Limited | RE | 1 | 02 November 2021 | 27 September 2023 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 9 | 21 August 2018 | 15 October 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 21 August 2018 | 15 October 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 24 April 2014 | 31 July 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 24 April 2014 | 31 July 2018 |