SFC Licences of CHUNG Shu Woon 鍾樹垣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 4 | 01 April 2015 | 16 July 2016 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RO | 1 | 12 June 2014 | 16 July 2016 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 1 | 12 June 2014 | 16 July 2016 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 29 April 2014 | 12 June 2014 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 29 April 2014 | 12 June 2014 |