SFC Licences of POLKINGHORNE Henry James Ross
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 13 June 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 October 2015 | 13 June 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 October 2015 | 10 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 May 2014 | 14 August 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 May 2014 | 14 August 2015 |