SFC Licences of KIM Hanjae
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 28 October 2015 | 29 September 2017 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 28 October 2015 | 29 September 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 6 | 09 May 2014 | 01 October 2015 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 09 May 2014 | 01 October 2015 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 09 May 2014 | 01 October 2015 |