SFC Licences of HO Winston Hon Tao 何漢滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 2 | 20 September 2023 | |
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 1 | 20 September 2023 | |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 18 May 2022 | 04 September 2023 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 18 May 2022 | 04 September 2023 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 21 September 2020 | 09 May 2022 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 05 July 2019 | 09 May 2022 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 05 July 2019 | 09 May 2022 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 05 July 2019 | 09 May 2022 |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 05 July 2019 | 09 May 2022 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 05 July 2019 | 09 May 2022 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 May 2014 | 03 September 2016 |