SFC Licences of CHOW Yung 周容

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 RE 9 22 July 2022
Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 RE 4 22 June 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2021 24 March 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2021 24 March 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 15 October 2019 15 January 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 15 October 2019 15 January 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 15 October 2019 15 January 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 June 2018 06 October 2019
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 June 2018 06 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 03 May 2018 06 October 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 May 2018 06 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 18 April 2018 06 October 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 18 April 2018 06 October 2019
Renco Investments Limited 融科投資有限公司 RE 9 21 August 2017 31 October 2017
Renco Investments Limited 融科投資有限公司 RE 4 21 August 2017 31 October 2017
JS Securities Limited 晉商證券有限公司 RE 1 16 June 2014 19 September 2014