SFC Licences of TSE Wai Chor 謝偉初
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 | RE | 9 | 16 January 2017 | 09 April 2019 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 16 January 2017 | 09 April 2019 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 16 January 2017 | 09 April 2019 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 24 March 2015 | 13 December 2016 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 4 | 20 May 2014 | 30 November 2014 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 9 | 20 May 2014 | 30 November 2014 |