SFC Licences of HE Chao 何超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RO 2 14 February 2024
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 4 14 February 2024
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 14 February 2024
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 01 February 2024 14 February 2024
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 01 February 2024 14 February 2024
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 01 February 2024 14 February 2024
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 5 28 February 2019 19 December 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 28 February 2019 19 December 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 2 28 February 2019 19 December 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 28 February 2019 19 December 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 22 May 2014 28 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 22 May 2014 28 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 22 May 2014 28 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 22 May 2014 28 February 2019