SFC Licences of JEONG Hyeonseok 鄭鉉錫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shinhan Securities Asia Limited | RO | 4 | 20 December 2022 | |
Shinhan Securities Asia Limited | RO | 1 | 20 December 2022 | |
Shinhan Securities Asia Limited | RE | 4 | 06 December 2022 | 20 December 2022 |
Shinhan Securities Asia Limited | RE | 1 | 06 December 2022 | 20 December 2022 |
Shinhan Securities Asia Limited | RO | 4 | 19 April 2022 | 06 December 2022 |
Shinhan Securities Asia Limited | RO | 1 | 19 April 2022 | 06 December 2022 |
Shinhan Securities Asia Limited | RO | 9 | 27 September 2019 | 22 February 2023 |
Shinhan Securities Asia Limited | RE | 4 | 27 September 2019 | 19 April 2022 |
Shinhan Securities Asia Limited | RE | 1 | 19 August 2019 | 19 April 2022 |
Shinhan Securities Asia Limited | RE | 9 | 19 August 2019 | 27 September 2019 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 05 June 2018 | 01 May 2019 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 01 May 2019 |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 9 | 01 March 2017 | 05 June 2018 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 22 December 2015 | 28 February 2017 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 9 | 30 May 2014 | 28 February 2017 |