SFC Licences of WANG Tianyu 王天予
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 9 | 04 October 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 30 November 2016 | 30 June 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 30 November 2016 | 30 June 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 30 November 2016 | 30 June 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 July 2015 | 05 October 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 19 June 2014 | 01 July 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 19 June 2014 | 01 July 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 19 June 2014 | 01 July 2015 |