SFC Licences of WANG Tianyu 王天予

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital International, Inc. RE 9 04 October 2021
J.P. Morgan Securities (Far East) Limited RE 6 30 November 2016 30 June 2019
J.P. Morgan Securities (Far East) Limited RE 4 30 November 2016 30 June 2019
J.P. Morgan Securities (Far East) Limited RE 1 30 November 2016 30 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 14 July 2015 05 October 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 19 June 2014 01 July 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 19 June 2014 01 July 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 19 June 2014 01 July 2015