SFC Licences of WU Yi 吳昳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 September 2018 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 June 2014 | 30 June 2017 |