SFC Licences of ZHOU Daochuan 周道傳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RO | 9 | 20 March 2018 | 01 June 2018 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 4 | 07 March 2017 | 01 June 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 9 | 18 January 2017 | 01 June 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 4 | 18 January 2017 | 01 June 2018 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 18 January 2017 | 20 March 2018 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RO | 9 | 17 December 2015 | 20 August 2016 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 18 July 2014 | 20 August 2016 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 18 July 2014 | 17 December 2015 |