SFC Licences of ZHENG Lixia 鄭麗霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 08 September 2016 | 15 November 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 08 September 2016 | 15 November 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 08 September 2016 | 15 November 2018 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 26 June 2014 | 01 May 2015 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 26 June 2014 | 01 May 2015 |