SFC Licences of LI Xiaodai 李晓岱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 20 December 2017 | 18 December 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 20 December 2017 | 18 December 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 19 August 2015 | 20 December 2017 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 19 August 2015 | 20 December 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 27 June 2014 | 13 May 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 27 June 2014 | 13 May 2015 |