SFC Licences of LI Xiaodai 李晓岱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 20 December 2017
CMB International Capital Limited 招銀國際融資有限公司 RO 1 20 December 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 19 August 2015 20 December 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 19 August 2015 20 December 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 27 June 2014 13 May 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 27 June 2014 13 May 2015