SFC Licences of LIN Shih Yi 林詩宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 4 | 06 April 2017 | 18 November 2017 |
LGT Investment Management (Asia) Limited | RE | 9 | 13 August 2015 | 18 November 2017 |
LGT Investment Management (Asia) Limited | RE | 1 | 13 August 2015 | 18 November 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 30 June 2014 | 20 July 2015 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 30 June 2014 | 20 July 2015 |