SFC Licences of SUN Shu I 孫樹怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 27 February 2017 | 05 October 2019 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 27 February 2017 | 05 October 2019 |
| Wells Fargo Securities Asia Limited | RE | 1 | 07 July 2014 | 18 July 2014 |
| Wells Fargo Securities Asia Limited | RE | 4 | 07 July 2014 | 18 July 2014 |