SFC Licences of XIAO Tianyang 肖天洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 24 July 2017 | |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 24 July 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 04 February 2015 | 04 June 2017 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 04 February 2015 | 04 June 2017 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 04 February 2015 | 04 June 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 10 September 2014 | 04 June 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 10 September 2014 | 04 February 2015 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 18 July 2014 | 29 January 2015 |