SFC Licences of NGAI Chi Sheng 倪智承
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 19 April 2016 | 08 October 2021 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 19 April 2016 | 08 October 2021 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 19 April 2016 | 08 October 2021 |
| Wells Fargo Securities Asia Limited | RE | 4 | 14 August 2014 | 27 March 2016 |