SFC Licences of FRIES JR Donald Brian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司
RO 1, 2, 9 18 February 2021
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司
RE 1, 2, 9 08 February 2021 18 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 18 April 2017 26 December 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1, 2 18 April 2017 26 December 2020
Pine River Capital Management (HK) Limited
RE 9 30 November 2016 24 February 2017
Pine River Capital Management (HK) Limited
RO 9 15 May 2015 30 November 2016
Pine River Capital Management (HK) Limited
RE 9 29 July 2014 15 May 2015