SFC Licences of FRIES JR Donald Brian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 9 | 18 February 2021 | |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 2 | 18 February 2021 | |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 1 | 18 February 2021 | |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 08 February 2021 | 18 February 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 2 | 08 February 2021 | 18 February 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 1 | 08 February 2021 | 18 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 18 April 2017 | 26 December 2020 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 18 April 2017 | 26 December 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 April 2017 | 26 December 2020 |
| Pine River Capital Management (HK) Limited | RE | 9 | 30 November 2016 | 24 February 2017 |
| Pine River Capital Management (HK) Limited | RO | 9 | 15 May 2015 | 30 November 2016 |
| Pine River Capital Management (HK) Limited | RE | 9 | 29 July 2014 | 15 May 2015 |