SFC Licences of PARRILLI John C
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AP Capital Limited | RO | 9 | 05 May 2022 | 31 October 2022 |
AP Capital Limited | RO | 4 | 05 May 2022 | 31 October 2022 |
Soteria Asset Management Limited 泓泰資產管理有限公司 | RO | 9 | 04 July 2018 | 19 April 2022 |
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RO | 9 | 21 December 2015 | 15 May 2017 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 13 August 2015 | 23 October 2015 |
Phalanx Capital Management Hong Kong Limited | RO | 9 | 02 September 2014 | 03 August 2015 |