SFC Licences of YUEN Kam Lai 袁錦麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 07 May 2018 | 16 September 2018 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 12 September 2017 | 24 April 2018 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 08 November 2016 | 28 July 2017 |
Ruisen Port Securities Limited 瑞森港通證券有限公司 | RE | 1 | 05 September 2014 | 31 October 2016 |