SFC Licences of CHEN Shujin 陳樹錦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 4 04 December 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 21 August 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 21 August 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2, 5 20 November 2014 01 August 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 14 August 2014 01 August 2017