SFC Licences of CHEN Shujin 陳樹錦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 10 January 2024 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 10 January 2024 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 10 January 2024 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 04 December 2017 | 10 January 2024 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 21 August 2017 | 10 January 2024 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 21 August 2017 | 10 January 2024 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 20 November 2014 | 01 August 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 20 November 2014 | 01 August 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 14 August 2014 | 01 August 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 14 August 2014 | 01 August 2017 |