SFC Licences of YANG Xi 楊曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 18 September 2023 | |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 18 September 2023 | |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 18 September 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 31 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 August 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 August 2016 | 02 October 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 May 2015 | 20 May 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 February 2015 | 16 May 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 November 2014 | 27 November 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 October 2014 | 17 October 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 August 2014 | 15 September 2014 |