SFC Licences of LIM Wen Yao, Lester 林文耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 30 October 2019 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 30 October 2019 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 30 October 2019 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 20 August 2014 | 04 October 2017 |