SFC Licences of KHAN Shamaila Ashar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 22 August 2023 | 25 August 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 22 August 2023 | 25 August 2023 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 15 March 2017 | 16 March 2017 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 24 September 2014 | 01 October 2014 |