SFC Licences of AUSTIN James Derek
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 13 September 2021 | 10 January 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RO | 1 | 13 March 2019 | 13 September 2021 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 18 August 2017 | 10 January 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 18 August 2017 | 10 January 2022 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 18 August 2017 | 13 March 2019 |
| STI Asset Management Limited | RE | 9 | 26 May 2016 | 21 July 2017 |
| STI Asset Management Limited | RE | 4 | 26 May 2016 | 21 July 2017 |
| STI Asset Management Limited | RE | 1 | 26 May 2016 | 21 July 2017 |
| First Fidelity Capital (International) Limited | RE | 4 | 25 September 2014 | 09 August 2016 |
| First Fidelity Capital (International) Limited | RE | 9 | 25 September 2014 | 09 August 2016 |
| First Fidelity Capital (International) Limited | RE | 1 | 25 September 2014 | 09 August 2016 |