SFC Licences of LI Zhengrong 李崢嶸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oneday Corporate Finance Limited 壹天企業融資有限公司 | RO | 6 | 01 November 2018 | 28 May 2020 |
| Wilson International Capital Limited 滙生國際資本有限公司 | RO | 6 | 18 August 2017 | 20 January 2018 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 05 May 2017 | 20 January 2018 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 05 May 2017 | 20 January 2018 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 05 May 2016 | 16 April 2017 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 05 May 2016 | 16 April 2017 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RO | 6 | 16 December 2015 | 16 April 2017 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 24 April 2015 | 31 October 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 26 February 2015 | 31 October 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 12 December 2014 | 31 October 2015 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 04 September 2014 | 24 April 2015 |