SFC Licences of IP Po Wun 葉保垣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 06 January 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 06 January 2023
Optima Capital Limited 創越融資有限公司 RE 6 17 November 2021 31 December 2022
Optima Capital Limited 創越融資有限公司 RE 4 17 November 2021 31 December 2022
Optima Capital Limited 創越融資有限公司 RE 1 17 November 2021 31 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 20 April 2021 21 April 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 20 April 2021 21 April 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 20 April 2021 21 April 2021
China Everbright Capital Limited 中國光大融資有限公司 RE 6 30 October 2017 20 February 2021
China Everbright Capital Limited 中國光大融資有限公司 RE 4 30 October 2017 20 February 2021
China Everbright Capital Limited 中國光大融資有限公司 RE 1 30 October 2017 20 February 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 19 July 2016 10 October 2017
Quam Capital Limited 華富建業企業融資有限公司 RE 6 15 September 2014 26 June 2016