SFC Licences of CHIU Sin Ming, Tony 趙善明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 12 September 2014 | 22 January 2015 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 12 September 2014 | 22 January 2015 |