SFC Licences of QIU Xiaolin 邱曉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 30 May 2022 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 04 April 2022 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 04 April 2022 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 31 March 2020 | 11 March 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 31 March 2020 | 11 March 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 20 August 2019 | 11 March 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 20 August 2019 | 11 March 2022 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 15 September 2014 | 20 August 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 September 2014 | 20 August 2016 |