SFC Licences of MAK Hiu Chun 麥曉晉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 03 February 2016 | 21 August 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 February 2016 | 21 August 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 26 August 2015 | 18 December 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 3 | 17 February 2015 | 18 December 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 17 September 2014 | 18 December 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 17 September 2014 | 18 December 2015 |