SFC Licences of YU Carrie Chiu Ying 余昭瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 14 January 2020 | 31 January 2022 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 14 January 2020 | 31 January 2022 |
| Union Gaming Securities Asia Limited | RO | 4 | 26 March 2015 | 31 March 2017 |
| Union Gaming Securities Asia Limited | RO | 1 | 26 March 2015 | 31 March 2017 |