SFC Licences of WADE John Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 06 October 2020 | |
| Natixis Asia Limited | RE | 1 | 06 October 2020 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 29 August 2017 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 29 August 2017 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 29 August 2017 | 20 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 18 April 2017 | 29 August 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 April 2017 | 29 August 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 April 2017 | 29 August 2017 |
| Natixis Asia Limited | RE | 4 | 06 October 2014 | 18 January 2017 |
| Natixis Asia Limited | RE | 1 | 06 October 2014 | 18 January 2017 |