SFC Licences of CAO Yi 曹毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 9 03 May 2018
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 4 03 May 2018
ABCI Securities Company Limited 農銀國際證券有限公司 RO 4 03 May 2018
ABCI Securities Company Limited 農銀國際證券有限公司 RO 1 03 May 2018