SFC Licenceholders of ABCI Asset Management Limited 農銀國際資産管理有限公司
- compliance@abci.com.hk
- Website
- am.abci.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAO Yi 曹毅 | RO | 9 | 03 May 2018 | |
| CAO Yi 曹毅 | RO | 4 | 03 May 2018 | |
| CHAN Ching Wan 陳青雲 | RO | 9 | 07 June 2018 | 30 July 2019 |
| CHAN Ching Wan 陳青雲 | RO | 4 | 07 June 2018 | 30 July 2019 |
| CHAN Ching Wan 陳青雲 | RE | 9 | 11 April 2018 | 07 June 2018 |
| CHAN Ching Wan 陳青雲 | RE | 4 | 11 April 2018 | 07 June 2018 |
| CHEN Jake Jian Zhou | RE | 4 | 29 April 2019 | |
| CHEN Jake Jian Zhou | RE | 9 | 08 April 2019 | |
| CHENG Kwong Yin 鄭廣賢 | RE | 4 | 20 April 2018 | 13 December 2018 |
| CHENG Kwong Yin 鄭廣賢 | RE | 9 | 16 April 2018 | 13 December 2018 |
| CHEUNG Hei 張曦 | RE | 9 | 14 September 2015 | 25 June 2016 |
| CHEUNG Hei 張曦 | RE | 4 | 14 September 2015 | 25 June 2016 |
| CHOI Wing Kam 蔡詠琴 | RE | 9 | 18 December 2012 | 18 February 2013 |
| CHOI Wing Kam 蔡詠琴 | RO | 9 | 18 February 2013 | 20 September 2013 |
| GONG Zongfan 宮宗藩 | RE | 4 | 03 December 2013 | 29 November 2014 |
| GONG Zongfan 宮宗藩 | RE | 9 | 04 February 2013 | 29 November 2014 |
| GUO Yang 郭洋 | RE | 9 | 24 October 2016 | 10 February 2020 |
| GUO Yang 郭洋 | RE | 4 | 24 October 2016 | 10 February 2020 |
| HO Tse Chung, Billy 何子聰 | RO | 9 | 07 May 2014 | 13 April 2018 |
| HO Tse Chung, Billy 何子聰 | RE | 4 | 25 April 2014 | 07 May 2014 |
| HO Tse Chung, Billy 何子聰 | RE | 9 | 25 April 2014 | 07 May 2014 |
| HO Tse Chung, Billy 何子聰 | RO | 4 | 07 May 2014 | 13 April 2018 |
| KHOO Pui Wun 丘培煥 | RO | 9 | 18 October 2012 | 30 January 2014 |
| KHOO Pui Wun 丘培煥 | RO | 4 | 11 November 2013 | 30 January 2014 |
| KWOK Chi Ho 郭志豪 | RE | 4 | 28 December 2017 | 31 August 2018 |
| KWOK Chi Ho 郭志豪 | RE | 9 | 28 December 2017 | 31 August 2018 |
| LAU Ka Ki 劉嘉琪 | RE | 4 | 16 January 2017 | 13 September 2017 |
| LAU Ka Ki 劉嘉琪 | RE | 9 | 16 January 2017 | 13 September 2017 |
| LEE Shu Yan, Andrew 李樹仁 | RO | 4 | 11 November 2013 | 10 May 2014 |
| LEE Shu Yan, Andrew 李樹仁 | RO | 9 | 21 August 2013 | 10 May 2014 |
| LEE Shu Yan, Andrew 李樹仁 | RE | 9 | 29 July 2013 | 21 August 2013 |
| LEE Yat Chun 李逸俊 | RE | 4 | 30 May 2014 | 10 February 2015 |
| LEE Yat Chun 李逸俊 | RE | 9 | 30 May 2014 | 10 February 2015 |
| LEE Yat Chun 李逸俊 | RO | 4 | 10 February 2015 | 08 January 2021 |
| LEE Yat Chun 李逸俊 | RO | 9 | 10 February 2015 | 08 January 2021 |
| LI Lu 李璐 | RO | 9 | 29 January 2014 | 19 November 2019 |
| LI Lu 李璐 | RO | 4 | 29 January 2014 | 19 November 2019 |
| LI Lu 李璐 | RE | 9 | 12 December 2013 | 29 January 2014 |
| LI Lu 李璐 | RE | 4 | 12 December 2013 | 29 January 2014 |
| LI Xizhao 李西朝 | RE | 9 | 23 June 2017 | 26 February 2024 |
| LI Xizhao 李西朝 | RE | 4 | 23 June 2017 | 26 February 2024 |
| LIN Yen-ping 林晏平 | RE | 9 | 04 June 2021 | |
| LIN Yen-ping 林晏平 | RE | 4 | 04 June 2021 | |
| LIU Chengen 劉成恩 | RE | 4 | 09 December 2013 | 29 January 2014 |
| LIU Chengen 劉成恩 | RE | 9 | 14 November 2013 | 29 January 2014 |
| MA Ding 馬丁 | RE | 9 | 02 April 2019 | 05 November 2021 |
| MA Ding 馬丁 | RE | 4 | 02 April 2019 | 05 November 2021 |
| MA Tao 馬韜 | RE | 9 | 07 February 2013 | 19 January 2018 |
| MA Tao 馬韜 | RE | 4 | 03 December 2013 | 19 January 2018 |
| MAK Chak Hung 麥澤鴻 | RO | 9 | 18 October 2012 | 01 March 2013 |
| MAK Ho Kin 麥浩堅 | RE | 4 | 25 February 2022 | 08 September 2023 |
| MAK Ho Kin 麥浩堅 | RE | 9 | 25 February 2022 | 08 September 2023 |
| MENG Qing 孟青 | RE | 9 | 02 June 2020 | |
| MENG Qing 孟青 | RE | 4 | 02 June 2020 | |
| MING Liang 明亮 | RO | 9 | 02 April 2020 | |
| MING Liang 明亮 | RO | 4 | 02 April 2020 | |
| MING Liang 明亮 | RE | 9 | 19 December 2019 | 02 April 2020 |
| MING Liang 明亮 | RE | 4 | 19 December 2019 | 02 April 2020 |
| SHEN Jianlan 沈劍嵐 | RE | 9 | 23 December 2014 | 09 March 2018 |
| SHEN Jianlan 沈劍嵐 | RE | 4 | 23 December 2014 | 09 March 2018 |
| SZETO Fong Wa, Jenny 司徒芳華 | RE | 9 | 05 March 2021 | 25 March 2022 |
| SZETO Fong Wa, Jenny 司徒芳華 | RE | 4 | 05 March 2021 | 25 March 2022 |
| TAN Jing 譚靜 | RE | 9 | 03 April 2024 | |
| TAN Jing 譚靜 | RE | 4 | 03 April 2024 | |
| WONG Che Fung 黃子峯 | RE | 4 | 07 July 2015 | 31 August 2018 |
| WONG Che Fung 黃子峯 | RE | 9 | 07 July 2015 | 31 August 2018 |
| WONG Foelan 黃富仁 | RO | 9 | 18 February 2013 | 18 July 2013 |
| WONG Foelan 黃富仁 | RE | 9 | 18 December 2012 | 18 February 2013 |
| WONG Wah Shing 黃華盛 | RE | 9 | 11 October 2017 | 31 December 2018 |
| WONG Wah Shing 黃華盛 | RE | 4 | 11 October 2017 | 31 December 2018 |
| WU Juanjuan 吳娟娟 | RE | 9 | 12 February 2019 | 07 December 2020 |
| WU Juanjuan 吳娟娟 | RE | 4 | 12 February 2019 | 07 December 2020 |
| XIONG Xuan 熊璇 | RE | 4 | 09 April 2015 | 22 March 2017 |
| XIONG Xuan 熊璇 | RE | 9 | 09 April 2015 | 22 March 2017 |
| YANG Xiuke 楊秀科 | RO | 9 | 07 September 2020 | |
| YANG Xiuke 楊秀科 | RO | 4 | 07 September 2020 | |
| YANG Xiuke 楊秀科 | RE | 9 | 25 May 2020 | 07 September 2020 |
| YANG Xiuke 楊秀科 | RE | 4 | 25 May 2020 | 07 September 2020 |
| YU Siu Lung 余小龍 | RE | 4 | 22 November 2013 | 16 June 2014 |
| YU Siu Lung 余小龍 | RE | 9 | 22 November 2013 | 16 June 2014 |
| YU Siu Lung 余小龍 | RE | 4 | 03 July 2014 | 01 May 2015 |
| YU Siu Lung 余小龍 | RE | 9 | 03 July 2014 | 01 May 2015 |
| ZHANG Shiyun 張詩耘 | RE | 9 | 18 June 2020 | |
| ZHANG Shiyun 張詩耘 | RE | 4 | 18 June 2020 | |
| ZHANG Tianfei 張天飛 | RE | 4 | 20 January 2015 | 10 September 2016 |
| ZHANG Tianfei 張天飛 | RE | 9 | 20 January 2015 | 10 September 2016 |