SFC Licences of EMBREE Colin Ashley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 3 | 31 May 2018 | |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 3 | 07 November 2017 | 31 May 2018 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 1 | 09 March 2015 | |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 1 | 14 October 2014 | 09 March 2015 |