SFC Licences of ZHAO Siqi 趙思琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 4 29 July 2021
Merrill Lynch (Asia Pacific) Limited RE 4 29 July 2021
Merrill Lynch Far East Limited RE 6 12 July 2021
Merrill Lynch (Asia Pacific) Limited RE 6 12 July 2021
Merrill Lynch Far East Limited RE 1 12 July 2021
Merrill Lynch (Asia Pacific) Limited RE 1 12 July 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 October 2018 04 June 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 17 September 2018 04 June 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 29 January 2018 23 August 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 09 October 2014 11 April 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 09 October 2014 11 April 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 09 October 2014 11 April 2015