SFC Licences of ZHAO Siqi 趙思琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 29 July 2021 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 July 2021 | |
| Merrill Lynch Far East Limited | RE | 6 | 12 July 2021 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 12 July 2021 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 12 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 July 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 October 2018 | 04 June 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 September 2018 | 04 June 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 29 January 2018 | 23 August 2018 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 09 October 2014 | 11 April 2015 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 09 October 2014 | 11 April 2015 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 09 October 2014 | 11 April 2015 |