SFC Licences of HAO Kate 郝楠楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanghai Pudong Development Bank Co., Ltd 上海浦東發展銀行股份有限公司 | 4 | 04 November 2020 | ||
| Shanghai Pudong Development Bank Co., Ltd 上海浦東發展銀行股份有限公司 | 1 | 04 November 2020 | ||
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 18 April 2019 | 18 October 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 18 April 2019 | 18 October 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 January 2017 | 18 April 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 13 January 2017 | 18 April 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 03 November 2014 | 30 August 2016 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 03 November 2014 | 30 August 2016 |