SFC Licences of DAI Xi 戴茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 25 November 2020 | 28 February 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 August 2020 | 30 October 2020 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 23 May 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 05 November 2014 | 18 December 2016 |