SFC Licences of CHOW Shuk Ki 周淑琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 9 | 20 June 2022 | 17 July 2023 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 4 | 20 June 2022 | 17 July 2023 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 20 June 2022 | 17 July 2023 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 20 June 2022 | 17 July 2023 |
| Neo-Criterion Capital Limited 開域資本有限公司 | RE | 9 | 05 December 2016 | 04 October 2021 |
| Neo-Criterion Capital Limited 開域資本有限公司 | RE | 9 | 01 September 2016 | 07 September 2016 |
| IvyRock Asset Management (HK) Limited 常春藤資產管理(香港)有限公司 | RE | 9 | 21 November 2014 | 26 August 2016 |