SFC Licences of KUAN Carol 關加路

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 31 August 2016
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 10 November 2014